Equity Research Analyst - Small/Micro Cap & Emerging Tech

About H.C. Wainwright & Co.

H.C. Wainwright & Co., LLC is a boutique investment banking firm headquartered in New York City, with a strong focus on the Life Sciences industry. The company delivers Corporate Finance, Strategic Advisory, and related financial services to both public and private clients spanning multiple sectors and geographical areas. Established in 1868, H.C. Wainwright is renowned as a healthcare-focused full-service investment bank and has been the leading placement agent for Follow-On transactions since 1998, according to Informa Business Solutions.

Role Overview

The firm is seeking an Equity Research Analyst to join their research team specializing in small and micro-cap companies, especially those involved in emerging technologies. The ideal candidate enjoys discovering undervalued or less visible investment opportunities well before they gain broad market attention.

Key Responsibilities

• Construct and maintain detailed financial models and valuations of covered companies.
• Develop, refine, and articulate strong investment theses supported by fundamental analysis.
• Conduct comprehensive industry and company-specific diligence, including assessing clinical and regulatory catalysts.
• Deliver timely, well-substantiated research notes to keep investors and internal teams informed.
• Collaborate with senior analysts and other firm resources in managing coverage of high-growth, early-stage public companies in the small and micro-cap segments.

Candidate Qualifications

• Possession of FINRA licenses: Securities Industry Essentials (SIE), Series 7, 86 & 87 is mandatory and non-negotiable.
• Strong proficiency in fundamental financial analysis and complex modeling techniques.
• A passionate interest in emerging technologies and companies with early-stage growth potential.
• The Chartered Financial Analyst (CFA) designation is beneficial but not a requirement.

Compensation & Employment Details

• Annual salary range between $200,000 and $250,000.
• Additional discretionary year-end cash bonus opportunities.
• Full-time, on-site employment based in New York, NY.