Paraplanner

Job Overview

The role of a Paraplanner involves preparing comprehensive compliance reports, including Statements of Advice (SOA) and Records of Advice (ROA), while maintaining consistent communication with Financial Advisors. This position requires a firm understanding of financial planning principles and Self-Managed Super Fund (SMSF) concepts. Building and maintaining strong client relationships is also essential.

Key Responsibilities

• Compile detailed SOA and ROA compliance documents.
• Engage regularly with Financial Advisors to support planning activities.
• Maintain and enhance client relationships through effective management.
• Provide training and guidance for new team members.
• Keep accurate records of time allocated to each task.
• Implement and maintain internal controls to ensure workflow efficiency.
• Guarantee compliance with best practices and delivery standards throughout processes.
• Share insights and learning outcomes with colleagues and supervisors.
• Collaborate with Team Leader or Project Director to resolve complex cases.
• Participate actively in all training sessions assigned by leadership.
• Understand and contribute to the quality control checklist to uphold standards.

Additional Information

The paraplanner is responsible for supporting quality assurance processes and fostering continuous improvement within the team.