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Compliance Manager

Catalyst Funds Management

Sydney, New South Wales, Australia دوام كامل

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خبرة
3-7 سنوات
مرتب
الوظائف الشاغرة
1
تم النشر
استمر 7 فبراير
وضع العمل
في المكتب
تعليم
درجة البكالوريوس
الأهلية
Professionals with 3 to 7 years of compliance experience in funds management, an undergraduate degree in a relevant discipline, and unrestricted working rights in Australia can apply.
سيرة ذاتية
مطلوب للتقديم

مكان عملك

المسمى الوظيفي

Company overview

Catalyst Funds Management is a technology-led global equities hedge fund with offices in Sydney, Singapore, London, and Dubai. The business is built around collaboration, continuous learning, and strong teamwork, and it is looking for a detail-focused compliance professional to join its compliance function in Sydney.

Role summary

This position suits a risk and compliance specialist with 3 to 7 years of experience. You will work closely with a knowledgeable and supportive team while helping protect the firm’s regulatory standing and contributing to the wider success of the business.

Key responsibilities

  • Keep the firm aligned with all financial services regulatory duties, including licence conditions and required filings across relevant jurisdictions.
  • Track ongoing compliance obligations in each applicable jurisdiction and maintain the incident, breach, and compliance registers.
  • Plan and coordinate recurring compliance reviews, covering scoping, testing, issue identification, and remediation follow-up.
  • Prepare, update, and refine compliance policies and procedures so they remain current with regulatory changes in all relevant jurisdictions.
  • Deliver compliance training to new employees and run periodic refresher sessions for the team.
  • Compile quarterly Audit, Risk and Compliance Committee materials, including reports, packs, and meeting minutes.
  • Provide compliance support and practical advice to the General Counsel and broader business.
  • Serve as the nominated AML/CTF Compliance Officer, oversee the effectiveness of the AML/CTF program, manage the fund administrator relationship, and ensure AUSTRAC obligations are met.
  • Take ownership of all KYC requirements for the business.
  • Oversee outsourced compliance vendors operating across different jurisdictions.
  • Help sustain a culture built on compliance, integrity, and accountability.

Candidate profile

The firm is seeking a proactive team player who can work independently in a small, high-performing environment and juggle competing priorities without close supervision. Strong communication skills, excellent judgement, and a high standard of professionalism are essential.

Experience and qualifications

  • 3 to 7 years of compliance experience within a funds management business in Australia or Singapore.
  • An undergraduate degree in business, finance, law, or a related field.
  • Practical experience with regulatory filing obligations across one or more jurisdictions, with familiarity in ASIC and/or MAS requirements.
  • Good understanding of compliance frameworks, AML/CTF obligations, KYC, and governance processes.
  • Knowledge of trustee obligations and governance practices will be an advantage.
  • Ability to produce clear policy documents, committee papers, and regulatory correspondence, and to lead training sessions confidently.
  • Strong attention to detail, integrity, and a professional approach.
  • Comfortable building effective relationships with internal stakeholders and external service providers such as outsourced compliance vendors and fund administrators.
  • Ability to thrive in a fast-moving environment where priorities can change quickly.
  • A willingness to learn, ask questions, and actively seek feedback.

Additional information

Start date: ASAP.

Applicants must have unrestricted working rights in Australia and should include a resume with their application.

Why join

This is an opportunity to join an investment firm that values curiosity, collaboration, and personal growth. The role offers exposure to a broad range of work in an energetic environment where employees are encouraged to perform at their best.

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