Compliance Analyst

Role overview

Millennium is looking for a Compliance Analyst to join its Compliance team in Dublin, Ireland. The position focuses on reviewing trading-group email communications and contributing to a range of compliance initiatives. The role plays an important part in keeping the firm’s email surveillance framework effective, scalable, and resilient.

What you’ll do

• Review email communications for trading groups and carry out searches connected to internal investigations.
• Draft weekly and monthly summaries capturing the outcomes of email surveillance reviews.
• Support the creation and refinement of policies and procedures so they stay aligned with business changes, regulatory updates, and new compliance concerns.
• Track relevant regulatory developments and keep current on changes that may affect the business.
• Contribute to additional compliance projects as required.

Qualifications and experience

• A bachelor’s degree is required, ideally in Business, Finance, Economics, or a similar discipline, along with at least 3 years of relevant experience.
• Background in compliance within a Registered Investment Adviser (RIA) or Broker-Dealer environment is preferred.
• Working knowledge of regulatory and self-regulatory bodies such as the Central Bank of Ireland, FCA, SEC, CFTC, and MAS.
• Familiarity with major laws and frameworks including the Investment Advisers Act of 1940, Securities Act of 1933, and Financial Services and Markets Act 2000 (FSMA).
• Ability to thrive in a demanding, fast-moving, and changing environment while managing priorities effectively.
• Self-starter with the confidence to work independently and handle projects from start to finish.
• Strong relationship-building, communication, and cross-functional collaboration skills.
• Excellent writing, analysis, and problem-solving capabilities.
• Comfort using a variety of technology tools and applications.
• Knowledge of financial products and the wider financial services sector is an advantage.
• Hands-on experience with Microsoft Excel, Word, and PowerPoint.

Additional information

This role is based in Dublin, Ireland and sits within the Compliance Department.