Analyst, Compliance (Contract)

About the role

Maybank Securities is a major brokerage and investment banking business operating across ASEAN. Its services span corporate finance, debt markets, equity capital markets, derivatives, retail and institutional securities broking, and research.

This opportunity is a contract engagement, with the potential to move into a permanent role.

What you will do

• Carry out trade surveillance activities and regular compliance checks.
• Handle control room duties and ongoing business monitoring.
• Support anti-money laundering review work and related follow-up tasks.
• Assist appointed representatives and product teams with day-to-day compliance and business conduct issues.
• Assess product marketing content and training materials for compliance alignment.
• Manage compliance e-learning administration and training records.

What the role requires

• A bachelor’s degree in Accountancy, Business Administration, or another relevant field.
• Two to three years of prior audit or compliance exposure in the financial sector is preferred.
• Interest in building compliance experience within financial services.
• Familiarity with the Securities and Futures Act, Financial Advisors Act, or anti-money laundering matters will be an advantage.
• Strong analytical ability and careful attention to detail.
• Good communication and interpersonal skills.
• Comfort working under tight timelines and quality expectations, both independently and as part of a team.
• Fresh graduates may also be considered.

Additional information

Only shortlisted applicants will be contacted.