Chief Operating Officer

Role Overview

This opportunity is for a senior leader to take charge of operations, risk oversight, and surveillance within a stockbroking business based in Mumbai. The position calls for someone who can build, refine, and lead strong operating processes while keeping compliance and control frameworks robust.

Location

Mumbai, Maharashtra, India

Key Focus Areas

• Lead the broking operations function and ensure smooth day-to-day execution across the trade lifecycle.
• Oversee risk management and surveillance processes to support a controlled and compliant environment.
• Work closely with internal and external stakeholders to drive operational outcomes and strategic execution.
• Strengthen operating frameworks to maintain efficiency, governance, and regulatory adherence.

Experience and Domain Fit

The role is intended for a highly experienced professional with deep exposure to the Indian stockbroking sector. A minimum of 15 years of relevant experience is expected, along with hands-on knowledge of operations, market-facing controls, and leadership across large teams.

Regulatory Knowledge

Applicants should have a strong command of SEBI requirements as well as exchange and depository regulations. Familiarity with compliance expectations in a broking environment is essential.

Leadership Expectations

This position requires a proven track record of managing sizeable operations teams, coordinating across functions, and delivering in a fast-moving environment. The preferred candidate will be able to combine strategic thinking with disciplined execution.

Application Note

Professionals with a strong background in stockbroking operations and risk who are open to exploring this leadership opportunity are encouraged to express interest.